Position Overview
Job Description
Supervise and maintain the effective operation of the Firm's System of Quality Management (SOQM), ensuring alignment with professional standards and regulatory requirements.
Oversee the implementation, monitoring, and continuous improvement of SOQM policies and procedures across the Firm.
Plan and conduct compliance reviews within the SOQM framework, identifying gaps and recommending remediation measures.
Assist in preparing and reviewing submissions for regulatory reporting purposes, ensuring accuracy and timeliness.
Carry out research and analysis of releva...