Responsibilities

• Support business development and new products, ensuring compliance with all applicable regulations;
• Educate employees on compliance issues, in acting as contact point for compliance queries, and in establishing policies and/or written guidance about the appropriate implementation of compliance-related requirements;
• Advise management on compliance related requirements to ensure they act in accordance with laws and regulations;
• Monitor new legal and regulatory developments that could impact retail business;
• Disseminate regulatory issuances on a periodic basis or as and when required;
• Assist in identifying and documenting the compliance risks associated with the Retail activities;
• Provide advice with respect to compliance risks and possible remedial actions of planned retail products, services or channel introductions or modifications;
• Coordinate/assist in the periodic regulatory examinatio...