A global financial institution is seeking an experienced Compliance Testing professional to lead reviews of regulatory compliance programs across derivatives, trading, and capital markets businesses. This role will focus on assessing compliance with regulatory requirements applicable to swap dealer, derivatives, futures, and institutional trading activities while helping strengthen testing methodologies, governance frameworks, and risk oversight programs.

The successful candidate will work closely with Compliance Advisory, Risk, Legal, Audit, and business stakeholders to execute risk-based testing reviews, manage issue remediation efforts, and enhance compliance assurance activities across a global platform.

RESPONSIBILITIES

Compliance Testing & Assurance

• Lead and execute risk-based compliance testing reviews covering derivatives, swap dealer, futures, and institutional trading activities.
• Assess adherenc...