This role sits within ICONIQ's Legal and Compliance team and supports investment, advisory, and client service teams across a broad range of regulatory and legal matters. The Senior Associate, Legal Counsel will play a hands-on role advising on securities and investment advisory issues while developing into a well-rounded generalist attorney within a dynamic, collaborative environment.
What You'll Do:
- Advise internal teams on compliance with United States securities and investment advisory laws, including matters under the Investment Advisers Act of 1940
- Support securities and investment advisory matters in international jurisdictions, including the United Kingdom and Singapore, as needed
- Monitor and interpret regulatory developments and help ensure timely compliance with evolving requirements
- Partner with cross-functional teams on policy development, compliance training, and implementation of best practices
- Assis...