Job Description

Provide surveillance to RBC Capital Markets, Global Asset Management and Wealth Management, and Transaction Banking and Treasury Services. Support the delivery of core elements of the Compliance and Surveillance Program as it relates to communications on a timely and consistent basis and in accordance with the mandate and agreed goals/objectives.

Working hours

9.00AM - 6.00PM (Malaysia time zone)

Supporting region

Canada (CA)

Responsibilities

• Follow and revise procedures for conducting monitoring and surveillance activities relevant to the business unit.
• Perform first level and second level reviews of flagged communications to identify potential compliance breaches.
• Conduct monitoring and surveillance activities relevant to the business unit.
• Identify potential areas of compliance vulnerability and risk; develop corrective action plans for resolution of problematic ...