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Securities Operations Analyst: Settlements, Tax & Compliance

Caldwell Securities Ltd. | toronto, Canada | Posted June 05, 2026

Position Overview

A leading investment dealer in Toronto is looking for a Securities Operations Analyst to manage essential functions in the Operations group. This role requires 2-3 years of experience at a CIRO member firm and a university degree in business, accounting, or finance. Key responsibilities include reconciling securities trades, managing client accounts, and ensuring regulatory compliance. Caldwell offers competitive compensation, mentorship opportunities, and a supportive workplace culture focused on employee growth and development.
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