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The Opportunity
Join a globally recognised financial institution with a strong presence across banking, markets, and asset management. This is a high-impact role within a collaborative Compliance team, offering exposure to both local and international regulatory frameworks.
You will work closely with senior stakeholders to strengthen compliance frameworks, support business initiatives, and ensure the organisation remains aligned with evolving regulatory requirements.
Key Responsibilities
Compliance Framework & Governance
Support and enhance the compliance framework across the Sydney business
Implement and monitor controls aligned to regulatory obligations
Oversee areas including conflicts of interest, information barriers, and personal account dealing
Maintain key registers and compliance documentation