Explore a career with Manulife as a Mid-Level Field Supervision Analyst located in Toronto, Ontario. This hybrid role involves executing Tier 1 supervisory functions effectively and efficiently.

As a Field Supervision Analyst, you will be responsible for conducting daily reviews, managing compliance inquiries, and escalating non-compliance issues. You will support Senior Field Supervision Managers while ensuring adherence to internal policies and CIRO guidelines. This role is tailored for those who excel in multitasking and have a solid understanding of financial regulations.

Key Responsibilities: • Conduct daily, monthly, and quarterly trade reviews • Approve new accounts and ensure KYC updates are complete • Liaise with advisors regarding compliance matters • Assist in handling complaints and regulatory inquiries • Maintain documentation of supervisory actions and escalate issues

Requirements: • Active CIRO registration as Supervisor • 2-4 years of related ...