Our client, a dynamic Asset Management company in Singapore, is seeking a highly motivated and high-potential Compliance Officer. This role will support the local compliance infrastructure to ensure full alignment with the Monetary Authority of Singapore (MAS) regulations, with a heavy emphasis on secondary market trading and cross-border regulatory requirements.
Key Responsibilities - Monitor daily trading activities to ensure compliance with investment mandates, prospectus limits, and regulatory restrictions across secondary markets.
- Assist in monitoring and managing compliance risks associated with cross-border activities and dual-jurisdiction fund structures across different regions.
- Actively learn and progressively take ownership of reporting to and aligning with the UK and China compliance team. This includes implementing global policies, group-level reporting, and mapping UK/European regulatory expectations (such as FCA principles) to local ...