Responsibilities

The Client Compliance Services department is responsible to provide Outsourced Compliance Officer and Money Laundering Reporting Officer (MLRO) services. The department also assists client companies of IQEQ DIFC in structuring matters and in fulfilling clients compliance responsibilities.

In addition the Manager Client Compliance shall have supervisory responsibilities for the Client Compliance Unit team monitor their daily tasks and to coach them.

Tasks

• Contribute in designing and implementing the AML/CFT framework for specific clients;
• Act as MLRO/ Compliance Officer for IQEQ DIFCs client companies;
• Attend board meetings to present MLRO/Compliance reports for IQEQ DIFCs client companies on at least an annual basis; To receive analyse and report Suspicious Transaction Reports as appropriate;
• Perform Client file review or special investigation as required;
• Liaison with DFSA FSRA and...