Elevate your career with Wellington-Altus as a Licensed Investment Associate in Toronto. This role focuses on client relationship management and compliance in a fast-growing financial services firm.
Wellington-Altus Financial Inc. seeks an experienced Licensed Investment Associate to support the Senior Portfolio Manager. This position involves managing client inquiries, maintaining compliance, and conducting financial product research. Your skills in client services, investment knowledge, and compliance will be essential in building strong relationships with high-net-worth clients.
Key Responsibilities:
• Build and maintain client relationships through effective communication
• Stay updated on Canadian investment products and suitability
• Maintain compliant client files and transaction documentation
• Process trades, account changes, and manage transactions
• Assist in preparing for client meetings and ensuring follow-ups
Requirements:
• Bachelor’s degree in...