Client Services Associate – Broker Dealer & RIA Support

Hybrid | 4 Days In-Office

Join a growing financial services team supporting Broker Dealer and Registered Investment Advisory (RIA) clients in a highly visible, client-facing role. This position is ideal for someone with brokerage, banking, or financial services experience who enjoys problem-solving, relationship management, and navigating operational processes in a fast-paced environment.

Responsibilities

• Serve as a primary point of contact for Broker Dealer and RIA clients
• Assist with brokerage account opening, transfers, maintenance, and platform navigation
• Manage client inquiries and escalations via phone and email
• Own issues from intake through resolution with strong follow-up and communication
• Partner cross-functionally with internal teams to resolve client needs efficiently
• Deliver a pro...