Transform compliance processes at JPMorgan Asset Management as the Deputy Chief Compliance Officer in Canada. Drive crucial compliance strategies while collaborating with regulators and stakeholders.
This executive role supports the Chief Compliance Officer in managing compliance within the expanding asset management business in Canada. Key responsibilities include independent oversight, operational risk management, and regulatory engagement. The qualified candidate will oversee licensing, implement compliance policies, and provide advisory support across various business areas.
Key Responsibilities:
• Act as deputy to the Chief Compliance Officer in Canada
• Oversee employee licensing and regulatory submissions
• Serve as a point of contact for regulatory engagements
• Provide compliance advisory support across business functions
• Support monitoring, testing, and risk assessment plans
Requirements:
• Extensive compliance experience in asset management
• ...