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Counsel, Enforcement

finra | Jericho, United States | Posted May 30, 2026

Position Overview

The Enforcement Counsel resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters.

Essential Job Functions:

  • Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy
    • Execute an effective risk-based legal strategy to assess the record fairly;
    • Recommend a fair and effective outcome, accurately assessing the evidence and applying a well-reasoned legal framework to the case;
    • Identify potential risks, defenses, individual liability and Principal Considerations;
    • Effectively negotiate settlements, demonstrating knowledge of the record, and familiarity with the law and potential defenses;
    • Contribute meaningfully to settlement negotiations and discussions with respondents, demonstrating knowledge of the record and familiar...

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