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Compliance Manager

Tate | Bathpool, Somerset, United Kingdom | Posted June 06, 2026

Position Overview

Compliance Manager/Head of Operations

📍 Taunton
💼 IFA Practice Management
💰 £60,000 to £70,000 DOE+ benefits

Hybrid - whilst home working can be supported, there is an expectation for a higher level of weekly office attendance

We're working with a highly regarded Independent Financial Advisory firm with c. £600m AUM, strong links to a well‑known accountancy practice, and a reputation for delivering high‑quality, holistic financial planning. As the business scales up, they're looking to appoint an experienced individual to help take the firm to the next level.

The Opportunity

This is a hands‑on leadership role working closely with the management team. You'll be accountable to assist the business in meeting its compliance and regulatory responsibilities, to ensure the smooth, compliant, and efficient delivery of advice while supporting long‑term growth and scalability. Primary focus is on compliance, with a keen interest in operational excellen...

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