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We are seeking a highly experienced Compliance Consultant to provide strategic compliance advisory services and serve as the Head of Compliance for a regulated Financial Services Provider. The successful candidate will be responsible for ensuring the organisation complies with all applicable legislative and regulatory requirements while promoting a strong culture of governance, ethics, and compliance.
The Compliance Consultant will develop, implement, and maintain compliance frameworks, policies, and procedures; oversee the Risk Management and Compliance Programme (RMCP); conduct compliance monitoring and reporting; identify and mitigate compliance risks; and provide regulatory guidance to management and key stakeholders. The role also includes monitoring legislative changes, preparing regulatory submissions, maintaining compliance registers, facilitating audits and compliance ...