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Canada IB Chief Compliance and AML Officer

UBS | toronto, Canada | Posted June 27, 2026

Position Overview

Job Type: Full Time

Job Reference #: BR

City: Toronto

Responsibilities

  • partner with legal counsel to ensure that policies, guidelines, standards and Compliance monitoring and testing procedures and business procedures are consistent with local regulatory requirements and interpretations of laws, regulations, rules or any other related industry regulatory standards or guidelines
  • liaise with senior management as well as functional leaders in compliance, legal, risk, and IT to provide subject‑matter expertise on existing, new, or updated laws, rules, and regulations as well as effective challenge, guidance, and advice
  • participate in relevant Committees as well as various other global, regional, and cross-product committees
  • draft and publish policies and procedures and maintain a local compliance training program
  • participate and provide support in regulatory exams and inquiries
  • complete Complia...

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